Comprehensive & Strategic Financial Planning Processes

Focus on the future. Your vision and priorities are the center of our process. In this first step, we learn about the future you want, your commitment to achieving it and map it to our process-driven capabilities. We introduce you to our client-centered philosophy and identify which of our two service models would benefit you the most.

Together we’re better. Knowing your current situation helps us determine how best to help you reach your desired future. In step two, we gather the necessary information to create a comprehensive and customized plan by evaluating your unique needs and personalized preferences.

Activate your plan. Your customized Prosperity Gameplan is introduced. In step three, we walk you through the strategies and options that will help you reach your goals. With your confident consent, we put the wheels in motion, focused on your future.

Serve as advocates. An active plan performs best when it is reviewed regularly, and in this step we draw from established resources, capabilities and experience to keep your gameplan aligned with your desired future. Through consistent communication and unlimited availability, we make your prosperous future our business.

Know your client. During this step, advisors gather general information about their client’s current situation by initiating a Financial Needs Analysis. Information about goals, and short-term and long term objectives is gathered and the advisor begins to build a report with the client relative to their overall financial position.

A clearer picture is formed. In order to thoroughly evaluate a client’s current financial position and build an appropriate management strategy, additional information is needed. In step two, we assist you in identifying and collecting information critical to building a gameplan for your client.

Crunching the numbers. Let Prosperity help you turn the data gathered regarding your client into a comprehensive evaluation. In step three we will conduct a thorough analysis of current holdings, investment objectives and risk tolerances.

A client-centered approach. In step four we submit to you a complete outline of all aspects of your client’s financial situation along with a customized investment strategy. We will also provide you with all the additional materials needed to assist in developing your relationship with your client.

We’re stronger together. In this step we provide ongoing monitoring, reporting and back-office support, freeing more of your time to be used elsewhere. The wealth of resources Prosperity Capital Advisors provides enriches your relationships with clients by allowing you to focus more on what really matters.